James
Stone
Sagepoint Financial, Inc
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About this Advisor
James Stone is a certified financial planner working in Schaumburg, Illinois with 1 year of industry experience. Stone is an employee of Sagepoint Financial, Inc. Throughout their career, Stone has worked at Lincoln Financial Advisors Corporation and Sagepoint Financial, Inc. Stone maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Illinois and Texas. Sagepoint Financial, Inc is a business operating out of Phoenix, AZ. The company has offices in 770 locations and a total of 3,563 financial advisors. It has $17 billion in total assets between its 86,848 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 113 charities and foundations. Of its 86,848 client accounts, just 10% are held by high-net-worth individuals who have at least $1 million in investable assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice typically depend on the services provided. However, fee types billed by Sagepoint Financial, Inc can consist of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sagepoint Financial, Inc Brokerage Details
$16,478,907,740
3,563
86,848
$189,744
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Stone Work History
James has been registered as a financial advisor for 1 years.*
Sagepoint Financial, Inc
Lincoln Financial Advisors Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Stone to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
