James
Topping
Advisors Asset Management, Inc
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About this Advisor
James Topping is a financial advisor operating in Lisle, Illinois who has 1 year of relevant experience. Topping currently works for Advisors Asset Management, Inc. During their career, the advisor has held roles at Advisors Asset Management, Inc, Dirksen Elementary School, Notre Dame College Prep, Mcdonald'S, University Of Missouri, Harpo'S Bar And Grill, Make Room For Truman, University Of Tennessee and Legends Restaurant. Topping has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can work in Illinois. Advisors Asset Management, Inc is a registered investment business that has its headquarters in Monument, CO. The firm has offices in nine locations and a total of 253 employees. It administers $4 billion in total assets between its 1,634 client accounts, placing it among the biggest firms in the United States by assets under management. The firm serves two charitable organizations. Of its 1,634 client accounts, just 6% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The advisory firm provides a diverse set of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and other services. Fees charged by financial advisors usually are based on which services the firm provides the client. Fees charged by Advisors Asset Management, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Advisors Asset Management, Inc Brokerage Details
$3,740,185,737
253
1,634
$2,288,975
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Other
James Topping Work History
James has been registered as a financial advisor for 1 years.*
Advisors Asset Management, Inc
Dirksen Elementary School
University Of Tennessee
Legends Restaurant
Make Room For Truman
Harpo'S Bar And Grill
University Of Missouri
Mcdonald'S
Notre Dame College Prep
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Topping to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Advisors Asset Management, Inc
Dunwoody, GA
Boerne, TX
Lisle, IL
Boca Raton, FL
Olathe, KS
Princeton, NJ
Lisle, IL
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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