Jorge
Seda Rivera
Principal Securities, Inc
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About this Advisor
Jorge Seda Rivera is a certified financial planner based in Downers Grove, Illinois who has 3 years of industry experience. Seda Rivera is currently employed by Principal Securities, Inc. Over the course of their career, they have held roles at Harris Investor Services, Inc, Pnc Investments, The Huntington Investment Company, Principal Life Insurance Company and Principal Securities Inc. Seda Rivera holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and is approved to advise clients in Illinois. Principal Securities, Inc is a registered investment company based out of Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 financial advisors. It administers $9 billion in assets among its 46,075 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 34 charities and foundations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth clients who have at least $1 million in investable assets. Principal Securities, Inc offers a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services vary depending on the financial services provided. Fees charged by Principal Securities, Inc most likely are comprised of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Jorge Seda Rivera Work History
Jorge has been registered as a financial advisor for 3 years.*
Principal Life Insurance Company
Principal Securities Inc
The Huntington Investment Company
Pnc Investments
Harris Investor Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jorge Seda Rivera to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
