Joseph
Nawrocki

Royal Alliance Associates, Inc

CRD#1669290
Investment Advisor
in Lemont, IL

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About this Advisor

Joseph Nawrocki is a certified financial planner based out of Lemont, Illinois with a total of 1 year of relevant experience. Nawrocki works at Royal Alliance Associates, Inc. During their career, Nawrocki has held roles at Joseph A. Nawrocki, Inc, Grove Point Investments, LLC, Grove Point Advisors, LLC and Royal Alliance Associates, Inc. Nawrocki maintains a Series 63 license, qualifying them as a securities representative, and can operate in Illinois. Royal Alliance Associates, Inc is an advisory firm headquartered in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It controls $30 billion in assets under management across its 149,233 accounts, placing it among the biggest firms in the country by assets under management. The firm advises 191 charities and foundations. Of its 149,233 customer accounts, just 11% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Royal Alliance Associates, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules largely are based on which service is provided. Fee types charged by Royal Alliance Associates, Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

687 Talcott Avenue
Lemont, IL 60439

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

IL Average: $10,121,009,343
Total Number of Employees

3,704

IL Average: 92
Total Number of Accounts

149,233

IL Average: 6,978
Average Account Size

$197,920

IL Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joseph Nawrocki Work History

Joseph has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Royal Alliance Associates, Inc

1988 - Present (36 years)

Joseph A. Nawrocki, Inc

2021 - 2022 (1 year)

Grove Point Advisors, LLC

2009 - 2022 (13 years)

Grove Point Investments, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Nawrocki to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Amanda Johnson
Spokane, WA
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Trisha Qualy
St Louis Park, MN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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