Katherine
Fox

Tiaa-Cref Individual & Institutional Services, LLC

CRD#5497608
Investment Advisor
in Chicago, IL

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About this Advisor

Katherine Fox is a financial advisor who works out of Chicago, Illinois, who has 10 years of industry experience. Fox currently works for Tiaa-Cref Individual & Institutional Services, LLC. Fox has gained experience at Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Fox maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Connecticut, Illinois, New Jersey and Washington. Tiaa-Cref Individual & Institutional Services, LLC is a registered investment company operating out of New York, NY. The investment advisory business has offices in 136 locations and a total of 1,235 advisors. It handles $31 billion in assets across its 76,892 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 22 charitable organizations. Of its 76,892 accounts, 62% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Tiaa-Cref Individual & Institutional Services, LLC has a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees usually are based on which services are provided. However, fee types charged by Tiaa-Cref Individual & Institutional Services, LLC can be comprised of asset-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

333 W. Wacker Drive 28Th Floor
Chicago, IL 60606

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

IL Average: $7,464,549,021
Total Number of Employees

1,235

IL Average: 88
Total Number of Accounts

76,892

IL Average: 3,892
Average Account Size

$401,951

IL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Katherine Fox Work History

Katherine has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Tiaa

2013 - Present (11 years)

Tiaa-Cref Individual & Institutional Services, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Katherine Fox to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Michele Poirier
Denver, CO
Jeffrey Norton
Minneapolis, MN
Joy Massimi
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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