Principal Securities, Inc

Investment Advisor
in La Salle, IL

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About this Advisor

Kathleen Wayland is a financial advisor working out of La Salle, Illinois, who has been in the advisory business for 22 years. Wayland is on the advisory team at Principal Securities, Inc. Throughout their career, Wayland has worked at Principal Life Insurance Company, Princor Financial Services Corporation, Wayland Financial Group and Principal Securities Inc. Wayland holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and can serve investors in Illinois and Texas. Principal Securities, Inc is an advisory firm that has its headquarters in La Salle, Illinois. The firm has offices in 350 locations and a total of 1,455 employees. It oversees $11 billion in assets under management among its 44,544 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 36 charities and foundations. Of its 44,544 accounts, just 4% are associated with high-net-worth investors who have more than $1 million in assets. Principal Securities, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial advice usually vary depending on the services provided. Fees charged by Principal Securities, Inc can consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

613 1St St Ste 500
La Salle, IL 61301

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


IL Average: $9,259,360,772
Total Number of Employees


IL Average: 166
Total Number of Accounts


IL Average: 7,189
Average Account Size


IL Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Kathleen Wayland Work History

Kathleen has 22 years of experience.

2016 - Present (7 years)

Principal Securities Inc

2013 - Present (10 years)

Wayland Financial Group

2000 - Present (23 years)

Principal Life Insurance Company

2000 - 2016 (16 years)

Princor Financial Services Corporation


Kathleen Wayland has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

Jason Sperry
Des Moines, IA
Tonya Mathison
Elkhorn, NE
Sydney Manderson
Tampa, FL
Robert Jenkins
Roseville, CA
Candice Fettkether
Des Moines, IA
Ryan Simmons
Des Moines, IA
Joanna Scates Beachly
Farmville, VA
John Peterson
Irvine, CA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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