Principal Securities, Inc

Investment Advisor
in La Salle, IL

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About this Advisor

Kathleen Wayland is a financial advisor operating in La Salle, Illinois who has 18 years of relevant experience. Wayland is an advisor for Principal Securities, Inc. During their career, Wayland has held roles at Principal Life Insurance Company, Princor Financial Services Corporation, Wayland Financial Group and Principal Securities Inc. Wayland holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and is able to serve investors in Illinois and Texas. Principal Securities, Inc is a financial advisory firm operating out of Des Moines, IA. The company has offices in 350 locations and a total of 1,430 people on staff. It administers $9 billion in total assets across its 46,075 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm serves 34 charities and foundations. Of its 46,075 client accounts, just 3% are held by high-net-worth clients who have greater than $1 million in investable assets. Principal Securities, Inc performs a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically depend on the financial services provided. Fee types charged by Principal Securities, Inc most likely are comprised of some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

613 1St St Ste 500
La Salle, IL 61301

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


IL Average: $9,259,360,772
Total Number of Employees


IL Average: 166
Total Number of Accounts


IL Average: 7,189
Average Account Size


IL Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kathleen Wayland Work History

Kathleen has been registered as a financial advisor for 18 years.*

2016 - Present (8 years)

Principal Securities Inc

2013 - Present (11 years)

Wayland Financial Group

2000 - Present (24 years)

Principal Life Insurance Company

2000 - 2016 (16 years)

Princor Financial Services Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Kathleen Wayland to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Michael Adelman
Des Moines, IA
Jamey Pesek
Fargo, ND
William Daines
Tampa, FL
Justin Terrell
Bethesda, MD
Conrad Beeler
Lansing, MI
Paige Lewis
Seattle, WA
Alison White
Birmingham, AL
Jairus Halladay
Milwaukee, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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