Keith
Mooney

Osaic Advisory Services, LLC

CRD#2562218
Investment Advisor
in Barrington, IL

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About this Advisor

Keith Mooney is a financial advisor based in Barrington, Illinois, working with Osaic Advisory Services, LLC. Keith has previously held positions at Lpl Financial, LLC, Sequioa Wealth Management, LLC, Triad Hybrid Solutions, and Triad Advisors. Keith has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Florida, Illinois, and Texas. Currently, Keith is part of Osaic Advisory Services, LLC, which operates out of Barrington, Illinois. The firm has 155 offices and 2,582 employees. The firm manages assets totaling $4.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Osaic Advisory Services, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1 Executive Court Suite 5
Barrington, IL 60010

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Osaic Advisory Services, LLC Brokerage Details

Total Assets Under Management

$4,938,711,328

IL Average: $3,570,121,308
Total Number of Employees

2,582

IL Average: 58
Total Number of Accounts

20,269

IL Average: 1,608
Average Account Size

$243,658

IL Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Keith Mooney Work History

2019 - Present (6 years)

Triad Hybrid Solutions

2019 - Present (6 years)

Triad Advisors

2014 - 2019 (5 years)

Sequioa Wealth Management, LLC

2009 - 2019 (10 years)

Lpl Financial, LLC

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Disclosures

Please visit the SEC profile of Keith Mooney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Osaic Advisory Services, LLC

Brian Lueker
Allentown, PA
Jason Iannantuono
Allentown, PA
Olivia Burke
Atlanta, GA
Kasia Medlar
Atlanta, GA
Rachael Holcomb
Knoxville, TN
Thomas Gallardo
Atlanta, GA
Lorne Bycoff
New York, NY
David Michalk
Albuquerque, NM

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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