Keith
Wicklund

Harbour Investments, Inc

CRD#5609719
Investment Advisor
in Roscoe, IL

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About this Advisor

Keith Wicklund is a financial advisor who works out of Roscoe, Illinois with a total of 4 years of industry experience. Wicklund is an employee of Harbour Investments, Inc. During their career, the advisor has held roles at Lpl Financial LLC, Cornerstone Wealth Management, LLC, Harbour Investments, Inc and Cornerstone Wealth Management LLC Roscoe. Wicklund maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in Illinois. Harbour Investments, Inc is a financial advisory company based out of Madison, WI. The firm has offices in 160 locations and a total of 219 advisors. It administers $5 billion in total assets between its 28,573 customer accounts, making it one of the largest firms in the United States by assets under management. The firm serves 59 charitable organizations. Of its 28,573 customer accounts, just 3% belong to high-net-worth investors who have more than $1 million in investable assets. The firm performs a set of services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fee schedules typically depend on which services the firm provides the client. However, fee types charged by Harbour Investments, Inc can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Commissions

Office Location

11720 Main Street
Roscoe, IL 61073

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Harbour Investments, Inc Brokerage Details

Total Assets Under Management

$4,468,811,819

IL Average: $2,826,565,184
Total Number of Employees

219

IL Average: 43
Total Number of Accounts

28,573

IL Average: 1,898
Average Account Size

$156,400

IL Average: $1,489,234

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Keith Wicklund Work History

Keith has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Harbour Investments, Inc

2013 - Present (11 years)

Cornerstone Wealth Management LLC Roscoe

2013 - 2019 (6 years)

Lpl Financial LLC

2013 - 2019 (6 years)

Cornerstone Wealth Management, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Keith Wicklund to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Harbour Investments, Inc

Jill Sommers
Madison, WI
Todd Mccaffray
Edmonds, WA
Keith Wicklund
Roscoe, IL
Kimberly Schreiber
Milwaukee, WI
Janessa Price
Neenah, WI
David Nelson
Edmonds, WA
Joshua Ryan
Roscoe, IL
Michael Fishman-Salnick
Milwaukee, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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