Lora
Carlon

Oppenheimer & Co. Inc

CRD#1403003
Investment Advisor
in Chicago, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Lora Carlon is a financial advisor operating in Chicago, Illinois with a total of 9 years of relevant experience. Carlon is an advisor for Oppenheimer & Co. Inc. They have spent their complete employment at Oppenheimer & Co. Inc. Carlon holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in Illinois. Oppenheimer & Co. Inc is a registered investment company headquartered in New York, NY. It has offices in 118 locations and a total of 2,784 financial advisors. It administers $23 billion in total assets across its 32,333 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 145 charities and foundations. Of its 32,333 customer accounts, just 2% belong to high-net-worth investors who have more than $1 million in assets. Oppenheimer & Co. Inc offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors usually depend on the financial services offered. Fee types billed by Oppenheimer & Co. Inc can be comprised of any blend of asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees

Office Location

500 West Madison Suite 3800
Chicago, IL 60661

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Oppenheimer & Co. Inc Brokerage Details

Total Assets Under Management

$22,650,951,893

IL Average: $7,464,549,021
Total Number of Employees

2,784

IL Average: 88
Total Number of Accounts

32,333

IL Average: 3,892
Average Account Size

$700,552

IL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Lora Carlon Work History

Lora has been registered as a financial advisor for 9 years.*

2005 - Present (19 years)

Oppenheimer & Co. Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lora Carlon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oppenheimer & Co. Inc

Elizabeth Ehlen
Bellevue, WA
Javier Ajjam Altimari
Houston, TX
Edita Raslova
New York, NY
Bradley Phillips
Atlanta, GA
F Masri
New York, NY
Michael Wolff
New York, NY
Brian Kutsmeda
Boca Raton, FL
Jaclyn Bedford
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started