Bates Financial Advisors, Inc

Investment Advisor
in Rockford, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Marina Peacock is an investment advisor whose office is in Rockford, Illinois. Currently a registered financial advisor with Bates Financial Advisors, Inc, Peacock has 10 years of practice in the financial advisory industry. Peacock holds a Series 66 license, designating them as both a securities agent and an investment advisor representative. Peacock is able to operate based out of Illinois. Throughout their career, they have worked at Associated Bank, N.A, Edward Jones, First Northern Credit Union, Furst Staffing, Bates Securities, Inc, Robert W. Baird and Bates Financial Advisors, Inc. Bates Financial Advisors, Inc is headquartered in Rockford, Illinois. As a company, Bates Financial Advisors, Inc manages $438 million in assets throughout 2,507 client accounts and employs nine staff members. The level of assets currently under the firm's management places it among the larger investment advisory firms in the nation. The firm manages 2,481 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 12% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Bates Financial Advisors, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, publication of newsletters and other services. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

8437 Northern Ave
Rockford, IL 61107

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Bates Financial Advisors, Inc Brokerage Details

Total Assets Under Management


IL Average: $6,674,516,078
Total Number of Employees


IL Average: 44
Total Number of Accounts


IL Average: 2,564
Average Account Size


IL Average: $2,603,165

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Publication of periodicals or newsletters
  • Other

Marina Peacock Work History

Marina has 11 years of experience.

2019 - Present (1 year)

Bates Securities, Inc

2019 - Present (1 year)

Bates Financial Advisors, Inc

2016 - 2019 (3 years)

Robert W. Baird

2013 - 2013 (< 1 year)

Furst Staffing

2013 - 2016 (3 years)

Bates Securities, Inc

2012 - 2012 (< 1 year)

Edward Jones

2012 - 2013 (1 year)

First Northern Credit Union

2009 - 2011 (2 years)

Associated Bank, N.A


Marina Peacock has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Bates Financial Advisors, Inc

Marina Peacock
Rockford, IL
Robert Morvice
Rockford, IL
Mark Jones
Rockford, IL
Thomas Cherington
Rockford, IL
George Bates
Rockford, IL

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started