Mark
Doroff
Spc
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About this Advisor
Mark Doroff is a financial advisor who works in Northbrook, Illinois with 6 years of relevant experience. Doroff is currently employed by Spc. Their career trajectory has included roles at Vsr Advisory Services, Vsr Financial Services, Inc, David Stuart Financial, Summit Brokerage Services, Inc, Summit Financial Group Inc, Sigma Financial Corporation and Spc. Doroff has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California and Illinois. Spc is a company operating out of Ann Arbor, MI. The company has offices in 426 locations and a total of 610 advisors. It handles $6 billion in assets across its 34,594 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 20 charitable organizations. Of its 34,594 accounts, just 8% belong to high-net-worth individuals who have at least $1 million in investable assets. The company offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees usually depend on which services the firm provides the client. However, fees charged by Spc may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spc Brokerage Details
$5,964,256,852
610
34,594
$172,407
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Mark Doroff Work History
Mark has been registered as a financial advisor for 6 years.*
Sigma Financial Corporation
Spc
David Stuart Financial
Summit Brokerage Services, Inc
Summit Financial Group Inc
Vsr Advisory Services
Vsr Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Doroff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spc
Englewood, CO
Ann Arbor, MI
Cincinnati, OH
Colorado Springs, CO
Ann Arbor, MI
Madison, MS
Mansfield, TX
Saint Petersburg, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
