Mark
Hughes
Principal Securities, Inc
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About this Advisor
Mark Hughes is a chartered financial consultant who works in Lemont, Illinois who has 23 years of relevant experience. Hughes works at Principal Securities, Inc. Their career trajectory has included roles at Principal Securities Inc, Principal Life Insurance Company and Hughes Financial. Hughes maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Illinois and Texas. Principal Securities, Inc is a registered investment firm that has its headquarters in Des Moines, IA. The company has offices in 350 locations and a total of 1,430 advisors. It administers $9 billion in total assets among its 46,075 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 34 charitable organizations. Of its 46,075 client accounts, just 3% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The business provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules typically are based on which services the firm provides the client. However, fees billed by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Mark Hughes Work History
Mark has been registered as a financial advisor for 23 years.*
Hughes Financial
Principal Life Insurance Company
Principal Securities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Hughes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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