Mark
Jones
Regal Investment Advisors LLC
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About this Advisor
Mark Jones is a certified financial planner based out of Grand Rapids, Michigan who has 3 years of relevant experience. Jones is an employee of Regal Investment Advisors LLC. The advisor has gained experience at Bates Securities, Inc, Bates Financial Advisors, Inc, Bates Financial Services, Inc, Bates Financial Group, Inc, Regulus, LLC and Regal Investment Advisors, LLC. Jones holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in Illinois. Regal Investment Advisors LLC is a financial advisory business based out of Grand Rapids, MI. The company has offices in 75 locations and a total of 112 financial advisors. It oversees $2 billion in assets among its 11,768 client accounts, placing it among the biggest firms in the country by assets under management. The firm provides services to five charitable organizations. Of its 11,768 accounts, just 5% belong to high-net-worth clients who have at least $1 million in investable assets. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management largely are based on which services the firm provides the client. Fee types charged by Regal Investment Advisors LLC likely include some combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Regal Investment Advisors LLC Brokerage Details
$2,042,753,790
112
11,768
$173,585
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Mark Jones Work History
Mark has been registered as a financial advisor for 3 years.*
Regulus, LLC
Regal Investment Advisors, LLC
Bates Financial Advisors, Inc
Bates Financial Group, Inc
Bates Securities, Inc
Bates Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Jones to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Regal Investment Advisors LLC
Grand Rapids, MI
Grand Rapids, MI
Independence, OH
Grand Rapids, MI
Bellevue, WA
Monroe, MI
Grand Rapids, MI
Grand Rapids, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
