Matthew
Roma

Cibc Private Wealth Advisors, Inc

CRD#5861646
Investment Advisor
in Chicago, IL

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About this Advisor

Matthew Roma is a financial advisor operating out of Chicago, Illinois, with 5 years of industry experience. Roma is an advisor for Cibc Private Wealth Advisors, Inc. Over the course of their career, Roma has held roles at Good Harbor Financial, LLC, Northern Lights Distributors, LLC, Foreside Fund Services, LLC, Cedar Capital, LLC and Cibc Private Wealth Advisors, Inc. Roma holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to work in Illinois. Cibc Private Wealth Advisors, Inc is a registered investment firm that has its headquarters in Chicago, IL. It has offices in 13 locations and a total of 455 financial advisors. It manages $51 billion in total assets across its 35,555 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides financial advice to 1,159 charitable organizations. Of its 35,555 client accounts, just 2% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The firm offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial management typically depend on which services the firm provides the client. Fee types billed by Cibc Private Wealth Advisors, Inc most likely include some combination of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

181 W. Madison St 35Th Floor
Chicago, IL 60602-4690

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Cibc Private Wealth Advisors, Inc Brokerage Details

Total Assets Under Management

$51,105,957,813

IL Average: $6,674,516,078
Total Number of Employees

455

IL Average: 44
Total Number of Accounts

35,555

IL Average: 2,564
Average Account Size

$1,437,378

IL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Matthew Roma Work History

Matthew has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Cibc Private Wealth Advisors, Inc

2015 - 2018 (3 years)

Cedar Capital, LLC

2014 - 2018 (4 years)

Foreside Fund Services, LLC

2013 - 2014 (1 year)

Northern Lights Distributors, LLC

2010 - 2014 (4 years)

Good Harbor Financial, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Matthew Roma to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cibc Private Wealth Advisors, Inc

Mark Pauly
Chicago, IL
John Switchenko
Boston, MA
Jordan Sheiner
Chicago, IL
Connor Mcgarvey
Dallas, TX
Colleen Harvey
Denver, CO
Michael Leist
Chicago, IL
Samuel Adams
Atlanta, GA
Cass Culp
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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