Michael
Moles
Forum Financial Management, Lp
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About this Advisor
Michael Moles is a financial advisor who works in Chicago, Illinois who has 6 years of industry experience. Moles is an employee of Forum Financial Management, Lp. Over the course of their career, Moles has held roles at Forum Financial Management, Lp, Garfield Ridge Accounting & Tax Services, Vogel Consulting and Purshe Kaplan Sterling Investments. Moles has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in Illinois and Texas. Forum Financial Management, Lp is a registered investment business that has its headquarters in Lombard, IL. The investment advisory business has offices in 43 locations and a total of 125 people on staff. It handles $7 billion in assets among its 19,601 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides services to 17 charities and foundations. Of its 19,601 accounts, 23% are held by high-net-worth clients who have greater than $1 million in assets. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Financial advisory fees usually vary depending on which services the firm provides the client. Fee types charged by Forum Financial Management, Lp typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Forum Financial Management, Lp Brokerage Details
$7,005,564,651
125
19,601
$357,409
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
Michael Moles Work History
Michael has been registered as a financial advisor for 6 years.*
Purshe Kaplan Sterling Investments
Forum Financial Management, Lp
Garfield Ridge Accounting & Tax Services
Vogel Consulting
Garfield Ridge Accounting & Tax Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Moles to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Forum Financial Management, Lp
Saint Charles, IL
Lombard, IL
Lombard, IL
Lake Forest, IL
Lombard, IL
Midlothian, VA
Anacortes, WA
Lombard, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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