Nicholas
Rounds
Interocean Capital
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About this Advisor
Nicholas Rounds is a chartered financial analyst based out of Chicago, Illinois with a total of 3 years of industry experience. Rounds currently works for Interocean Capital. During their career, the advisor has held roles at Interocean Capital, LLC, Bmo Harris Bank, Mautinos Distributing, Student and Interocean Capital Group, LLC. Rounds has a Series 65 license, qualifying them as an investment advisor representative, and is approved to work in Illinois. Interocean Capital is a firm that has its headquarters in Nashville, TN. It has offices in two locations and a total of 33 advisors. It controls $5 billion in total assets across its 6,533 accounts, placing it among the biggest firms in the United States by assets under management. The firm provides services to 22 charities and foundations. Of its 6,533 customer accounts, 84% are held by high-net-worth individuals who have greater than $1 million in investable assets. Interocean Capital has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice largely vary depending on which services are provided. Fee types billed by Interocean Capital can include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Interocean Capital Brokerage Details
$4,465,622,439
33
6,533
$683,549
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Nicholas Rounds Work History
Nicholas has been registered as a financial advisor for 3 years.*
Interocean Capital Group, LLC
Interocean Capital, LLC
Bmo Harris Bank
Student
Mautinos Distributing
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Rounds to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Interocean Capital
Nashville, TN
Chicago, IL
Paradise Valley, AZ
Chicago, IL
Nashville, TN
Nashville, TN
Nashville, TN
Chicago, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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