Patricia
Regnitz

Nuveen Asset Management, LLC

CRD#5928077
Investment Advisor
in Chicago, IL

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About this Advisor

Patricia Regnitz is a financial advisor who works out of Chicago, Illinois, who has 9 years of industry experience. Regnitz is currently employed by Nuveen Asset Management, LLC. Throughout their career, they have worked at Portfolio Brokerage Services, Inc, Envestnet Asset Management, Inc and Nuveen Securities, LLC. Regnitz holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Illinois. Nuveen Asset Management, LLC is a financial advisory business that has its headquarters in Chicago, IL. The investment advisory business has offices in 14 locations and a total of 421 financial advisors. It oversees $249 billion in assets under management among its 70,634 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm provides financial advisory services to 114 charitable organizations. Of its 70,634 client accounts, 15% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Nuveen Asset Management, LLC provides a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees depend on the services. Fees billed by Nuveen Asset Management, LLC can include some combination of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

9 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

333 West Wacker Drive
Chicago, IL 60606

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Nuveen Asset Management, LLC Brokerage Details

Total Assets Under Management

$248,648,334,766

IL Average: $6,674,516,078
Total Number of Employees

421

IL Average: 44
Total Number of Accounts

70,634

IL Average: 2,564
Average Account Size

$3,520,236

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Patricia Regnitz Work History

Patricia has been registered as a financial advisor for 9 years.*

2014 - Present (10 years)

Nuveen Securities, LLC

2012 - 2014 (2 years)

Portfolio Brokerage Services, Inc

2012 - 2014 (2 years)

Envestnet Asset Management, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Patricia Regnitz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nuveen Asset Management, LLC

Jack Benjamin
Los Angeles, CA
Joseph Duncker
Chicago, IL
Eva Calabrese
Chicago, IL
James Woodfin
Chicago, IL
Omar Holmes
Chicago, IL
Amanda Schrama
Chicago, IL
James Penney
Chicago, IL
Jeffrey Smith
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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