Patrick
Sullivan
Principal Securities, Inc
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About this Advisor
Patrick Sullivan is a financial advisor based in La Salle, Illinois, working with Principal Securities, Inc. Patrick has previously held positions at Homemaking, Principal Life Insurance Company, Principal Securities Inc, and Wayland Financial Group. Patrick has passed the Series 63, Series 65, and Series 66 regulatory exams and is registered to provide services in Illinois. Currently, Patrick is part of Principal Securities, Inc, which operates out of La Salle, Illinois. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$12,105,712,948
1,349
54,844
$220,730
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Patrick Sullivan Work History
Principal Life Insurance Company
Wayland Financial Group
Principal Securities Inc
Principal Life Insurance Company
Homemaking
Homemaking
Homemaking
Disclosures
Please visit the SEC profile of Patrick Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Melville, NY
Collierville, TN
Cedar Falls, IA
Almond, NY
San Diego, CA
Houston, TX
Elkhorn, NE
Charlotte, NC
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