Rian
Spencer

Alliancebernstein L.P

CRD#7459964
Investment Advisor
in Chicago, IL

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About this Advisor

Rian Spencer is a financial advisor operating in Chicago, Illinois, who has been in the financial industry for 10 years. Spencer is an advisor for Alliancebernstein L.P. Throughout their career, Spencer has worked at Sanford C. Bernstein & Co., LLC and Bmo Private Bank. Spencer maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to work in Illinois. Alliancebernstein L.P is a financial advisory company based in Chicago, Illinois. It has offices in 50 locations and a total of 4,004 people on staff. It oversees $722 billion in total assets between its 49,955 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 1,339 charitable organizations. Of its 49,955 customer accounts, 84% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. Alliancebernstein L.P provides a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. A financial advisor's fees largely are based on which services the firm provides the client. Fees billed by Alliancebernstein L.P most likely consist of asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Subscription Fees, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

227 West Monroe Avenue, Suite 5900
Chicago, IL 60606

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Alliancebernstein L.P Brokerage Details

Total Assets Under Management

$721,781,000,000

IL Average: $730,596,643
Total Number of Employees

4,004

IL Average: 15
Total Number of Accounts

49,955

IL Average: 968
Average Account Size

$14,448,624

IL Average: $754,749

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Rian Spencer Work History

Rian has 10 years of experience.

2021 - Present (1 year)

Sanford C. Bernstein & Co., LLC

2015 - 2021 (6 years)

Bmo Private Bank

2012 - 2015 (3 years)

Bmo Private Bank

Disclosures

Rian Spencer has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Alliancebernstein L.P

Rian Spencer
Chicago, IL
Dayne Crist
Los Angeles, CA
Matthew Mccarthy
Chicago, IL
Ashley Jones
San Antonio, TX
Bret Estep
Nashville, TN
Melissa Robbins
New York, NY
Rohith Eggidi
New York, NY
Elijah Dornstreich
Philadelphia, PA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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