Investment Advisor
in Rockford, IL

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About this Advisor

Richard Taden is a financial advisor based in Rockford, Illinois, with 12 years of work experience. Taden is currently employed by Spc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc (7691), Bank Of America, Na, Sigma Financial Corporation and Sigma Planning Corporation. Taden maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in Florida, Illinois, Indiana, Nevada and Wisconsin. Spc is a company based out of Rockford, Illinois. The investment advisory business has offices in 453 locations and a total of 628 employees. It administers $7 billion in assets among its 36,841 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises 22 charitable organizations. Of its 36,841 client accounts, just 6% are held by high-net-worth investors who have greater than $1 million in assets. The business performs a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees vary depending on which services the firm provides the client. Fees billed by Spc can include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

423 Financial Court
Rockford, IL 61107

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Spc Brokerage Details

Total Assets Under Management


IL Average: $943,424,332
Total Number of Employees


IL Average: 21
Total Number of Accounts


IL Average: 1,586
Average Account Size


IL Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Richard Taden Work History

Richard has 12 years of experience.

2012 - Present (10 years)

Sigma Financial Corporation

2012 - Present (10 years)

Sigma Planning Corporation

2010 - 2012 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc (7691)

2010 - 2012 (2 years)

Bank Of America,Na


Richard Taden has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

John O'Donnell
Lisle, IL
Zachary Clark
Tecumseh, MI
Clinton Potts
Ann Arbor, MI
Sean Gray
Colorado Springs, CO
Steven Kao
Austin, TX
Deron Shymkewich
Lisle, IL
Brett Blair
Wylie, TX
Rodney Clark
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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