Rita
Brown

Spc

CRD#2487564
Investment Advisor
in Mount Prospect, IL

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About this Advisor

Rita Brown is a financial advisor based in Mount Prospect, Illinois, working with Spc. Rita has previously held positions at Sigma Planning Corp and Sigma Financial Corporation. Rita has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Alabama, Florida, Illinois, and Wisconsin. Currently, Rita is part of Spc, which operates out of Mount Prospect, Illinois. The firm has 361 offices and 470 employees. The firm manages assets totaling $5.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Spc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1661 Feehanville Dr. Suite 440
Mount Prospect, IL 60056

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Spc Brokerage Details

Total Assets Under Management

$5,562,939,194

IL Average: $943,424,332
Total Number of Employees

470

IL Average: 21
Total Number of Accounts

30,541

IL Average: 1,586
Average Account Size

$182,147

IL Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Rita Brown Work History

2002 - Present (22 years)

Sigma Planning Corp

2002 - Present (22 years)

Sigma Financial Corporation

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Rita Brown to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

David Haik
Ann Arbor, MI
Dianne Pritchard
Eastchester, NY
Derek Pritchard
Dublin, CA
John Trotter
Castle Rock, CO
Kyle Brunner
Ann Arbor, MI
Margaret Swiess
Willowbrook, IL
Joseph Mole
Lansing, MI
John O'Callaghan
Mount Prospect, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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