Robert
Proctor

Lpl Financial LLC

CRD#1981125
Investment Advisor
in Naperville, IL

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About this Advisor

Robert Proctor is a certified financial planner and chartered financial consultant operating in Naperville, Illinois. Proctor is an employee of Lpl Financial LLC. During their career, Proctor has held roles at Ausdal Financial Partners, Inc and Lpl Financial LLC. Proctor maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and is able to serve investors in Illinois and Texas. Lpl Financial LLC is a registered investment company headquartered in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 employees. It oversees $368 billion in assets between its 1,688,501 client accounts, placing it among the largest firms in the United States by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 accounts, 31% belong to high-net-worth investors who have more than $1 million in investable assets. Lpl Financial LLC offers a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules largely vary depending on the financial services provided. However, fees charged by Lpl Financial LLC most likely include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1717 N Naper Blvd Suite 200
Naperville, IL 60563

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

IL Average: $646,059,043
Total Number of Employees

31,366

IL Average: 13
Total Number of Accounts

1,688,501

IL Average: 661
Average Account Size

$217,956

IL Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Robert Proctor Work History

Robert has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Lpl Financial LLC

2011 - 2023 (12 years)

Ausdal Financial Partners, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Proctor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Michelle Paris
Croydon, NH
Tracy Marlin
Newport Beach, CA
John Neuenswander
Salt Lake City, UT
Gregory Horn
Lawrenceburg, IN
Rebecca Chiccino
Charlestown, MA
John Gehlhaart
Waukesha, WI
Joseph Sarbello
Sea Girt, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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