Roger
Mai

Horace Mann Investors, Inc

CRD#5508419
Investment Advisor
in Lake Forest, IL

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About this Advisor

Roger Mai is a financial advisor based in Lake Forest, Illinois, working with Horace Mann Investors, Inc. Roger has previously held positions at Valic Financial Advisors, Inc, The Prudential Insurance Company Of America, Pruco Securities LLC, Bcg Securities, Inc, Horace Mann Companies, Horace Mann Investors, Inc, and Uber. Roger has passed the Series 66 regulatory exam and is registered to provide services in Illinois and Wisconsin. Currently, Roger is part of Horace Mann Investors, Inc, which operates out of Lake Forest, Illinois. The firm has 72 offices and 74 employees. The firm manages assets totaling $62.1 million and offers services including the selection of other advisers. The fee structure at Horace Mann Investors, Inc includes other fees.

Certifications and Registrations

Series 66

Services Offered

Selection of other advisers

Fee Structure

Others

Office Location

100 Saunders Road Suite 168
Lake Forest, IL 60045

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Horace Mann Investors, Inc Brokerage Details

Total Assets Under Management

$62,122,049

IL Average: $6,674,516,078
Total Number of Employees

74

IL Average: 44
Total Number of Accounts

498

IL Average: 2,564
Average Account Size

$124,743

IL Average: $2,603,165

Investment Advisory Services

  • Selection of other advisers

Roger Mai Work History

2022 - Present (3 years)

Uber

2020 - Present (5 years)

Horace Mann Companies

2020 - Present (5 years)

Horace Mann Investors, Inc

2020 - Present (5 years)

Horace Mann Investors, Inc

2020 - 2020 (< 1 year)

Bcg Securities, Inc

2019 - 2020 (1 year)

The Prudential Insurance Company Of America

2019 - 2020 (1 year)

Pruco Securites LLC

2010 - 2018 (8 years)

Valic Financial Advisors, Inc

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Disclosures

Please visit the SEC profile of Roger Mai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Horace Mann Investors, Inc

Tyler Smith
Springfield, IL
Steven Delisle
Springfield, IL
Aaron Rarick
Indianapolis, IN
Brigido De Leon
Humble, TX
Duane Orr
Maryville, TN
Jerry Betzler
Grand Rapids, MN
Todd Hogan
Tampa, FL
Jacob Waltrip
Springfield, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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