Roger
Mai

Horace Mann Investors, Inc

CRD#5508419
Investment Advisor
in Lake Forest, IL

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About this Advisor

Roger Mai is a financial advisor working in Lake Forest, Illinois, with 3 years of relevant experience. Mai works at Horace Mann Investors, Inc. During their career, Mai has held roles at Valic Financial Advisors, Inc, The Prudential Insurance Company Of America, Pruco Securites LLC, Bcg Securities, Inc, Horace Mann Companies, Horace Mann Investors, Inc and Uber. Mai holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can advise clients in Illinois and Wisconsin. Horace Mann Investors, Inc is a financial advisory firm operating out of Springfield, IL. The investment advisory business has offices in 72 locations and a total of 74 financial advisors. Horace Mann Investors, Inc offers selection of other advisers. Financial advisory fee schedules typically vary depending on which services are provided. However, fees billed by Horace Mann Investors, Inc typically consist of other fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Selection of other advisers

Fee Structure

Others

Office Location

100 Saunders Road Suite 168
Lake Forest, IL 60045

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Horace Mann Investors, Inc Brokerage Details

Total Number of Employees

74

IL Average: 44

Investment Advisory Services

  • Selection of other advisers

Roger Mai Work History

Roger has been registered as a financial advisor for 3 years.*

2022 - Present (2 years)

Uber

2020 - Present (4 years)

Horace Mann Companies

2020 - Present (4 years)

Horace Mann Investors, Inc

2020 - Present (4 years)

Horace Mann Investors, Inc

2020 - 2020 (< 1 year)

Bcg Securities, Inc

2019 - 2020 (1 year)

The Prudential Insurance Company Of America

2019 - 2020 (1 year)

Pruco Securites LLC

2010 - 2018 (8 years)

Valic Financial Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Roger Mai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Horace Mann Investors, Inc

Cassandra Stiff
Marietta, GA
David Peck
Fresno, CA
Robert Herbert
West Chester, OH
David Allen
Aurora, CO
John Crager
Saint Petersburg, FL
William Burris
Springfield, IL
Jessica Mcantire
Springfield, IL
Kimberly Felty
Selinsgrove, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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