Roger
Mai

Horace Mann Investors, Inc

CRD#5508419
Investment Advisor
in Lake Forest, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Roger Mai is a financial advisor based in Lake Forest, Illinois, working with Horace Mann Investors, Inc. Roger has previously held positions at Valic Financial Advisors, Inc, The Prudential Insurance Company Of America, Pruco Securities LLC, Bcg Securities, Inc, Horace Mann Companies, Horace Mann Investors, Inc, and Uber. Roger has passed the Series 66 regulatory exam and is registered to provide services in Illinois and Wisconsin. Currently, Roger is part of Horace Mann Investors, Inc, which operates out of Lake Forest, Illinois. The firm has 72 offices and 74 employees. The firm manages assets totaling $62.1 million and offers services including the selection of other advisers. The fee structure at Horace Mann Investors, Inc includes other fees.

Certifications and Registrations

Series 66

Services Offered

Selection of other advisers

Fee Structure

Others

Office Location

100 Saunders Road Suite 168
Lake Forest, IL 60045

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Horace Mann Investors, Inc Brokerage Details

Total Assets Under Management

$62,122,049

IL Average: $6,674,516,078
Total Number of Employees

74

IL Average: 44
Total Number of Accounts

498

IL Average: 2,564
Average Account Size

$124,743

IL Average: $2,603,165

Investment Advisory Services

  • Selection of other advisers

Roger Mai Work History

2022 - Present (2 years)

Uber

2020 - Present (4 years)

Horace Mann Companies

2020 - Present (4 years)

Horace Mann Investors, Inc

2020 - Present (4 years)

Horace Mann Investors, Inc

2020 - 2020 (< 1 year)

Bcg Securities, Inc

2019 - 2020 (1 year)

The Prudential Insurance Company Of America

2019 - 2020 (1 year)

Pruco Securites LLC

2010 - 2018 (8 years)

Valic Financial Advisors, Inc

Disclosures

Please visit the SEC profile of Roger Mai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Horace Mann Investors, Inc

Duane Orr
Maryville, TN
Todd Hogan
Tampa, FL
Jerry Betzler
Grand Rapids, MN
Jacob Waltrip
Springfield, IL
Steven Delisle
Springfield, IL
Brigido De Leon
Humble, TX
Aaron Rarick
Indianapolis, IN
Tyler Smith
Springfield, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started