Samuel
Smith

Assetmark, Inc

CRD#7050296
Investment Advisor
in Chicago, IL

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About this Advisor

Samuel Smith is a financial advisor operating in Chicago, Illinois with a total of 4 years of industry experience. Smith is an employee of Assetmark, Inc. During their career, the advisor has held roles at Depaul University, Assetmark Financial Holdings, Inc, The Club At Wynstone, Old Crow Smokehouse and Assetmark Brokerage, LLC. Smith has Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in Illinois. Assetmark, Inc is a registered investment company based in Concord, CA. The company has offices in four locations and a total of 752 financial advisors. It manages $55 billion in assets among its 344,691 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 1,151 charities and foundations. Of its 344,691 customer accounts, just 1% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Assetmark, Inc provides a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting services and selection of other advisers. A financial advisor's fee schedules largely vary depending on which service is provided. However, fees billed by Assetmark, Inc most likely include asset-based and fixed fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

200 W. Madison Street Suite 2200
Chicago, IL 60606

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Assetmark, Inc Brokerage Details

Total Assets Under Management

$55,215,464,971

IL Average: $7,578,581,321
Total Number of Employees

752

IL Average: 43
Total Number of Accounts

344,691

IL Average: 3,727
Average Account Size

$160,188

IL Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Pension consulting services
  • Selection of other advisers

Samuel Smith Work History

Samuel has been registered as a financial advisor for 4 years.*

2018 - Present (6 years)

Assetmark Financial Holdings, Inc

2018 - Present (6 years)

Assetmark Brokerage, LLC

2018 - 2018 (< 1 year)

Old Crow Smokehouse

2014 - 2018 (4 years)

Depaul University

2009 - 2017 (8 years)

The Club At Wynstone

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Assetmark, Inc

John Browning
Concord, CA
Kezia Samuel
Denver, CO
Mindy Foulger
Concord, CA
Adrianna Beach
Phoenix, AZ
Dylan Schlott
Concord, CA
Ryan Huddleston
Concord, CA
Nora Gillis
Concord, CA
Justin Dirito
Plymouth, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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