Seena
Sartho

Cetera Investment Advisers LLC

CRD#7135649
Investment Advisor
in Oak Brook, IL

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About this Advisor

Seena Sartho is a financial advisor operating out of Oak Brook, Illinois with 1 year of industry experience. Sartho is an advisor for Cetera Investment Advisers LLC. Sartho has gained experience at Fidelity Investments, Charles Schwab, Cre Rentals, The Village Deli, Express, N/A, Indiana University At Bloomington, Cetera Investment Services LLC, Cetera Investment Advisers LLC and Afin Family Wealth Management. Sartho maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Illinois. Cetera Investment Advisers LLC is a registered investment business based in Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 people on staff. It has $33 billion in total assets among its 176,986 accounts, making it one of the biggest firms in the country by assets under management. The firm provides financial advice to 431 charities and foundations. Of its 176,986 accounts, 23% are held by high-net-worth investors who have more than $1 million in assets available to invest. Cetera Investment Advisers LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on which services are offered. However, fees charged by Cetera Investment Advisers LLC most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1220 Kensington Rd
Oak Brook, IL 60523

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

IL Average: $6,674,516,078
Total Number of Employees

3,094

IL Average: 44
Total Number of Accounts

176,986

IL Average: 2,564
Average Account Size

$188,469

IL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Seena Sartho Work History

Seena has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Cetera Investment Services LLC

2022 - Present (2 years)

Cetera Investment Advisers LLC

2022 - Present (2 years)

Afin Family Wealth Management

2022 - 2022 (< 1 year)

N/A

2021 - 2022 (1 year)

Fidelity Investments

2020 - 2021 (1 year)

Charles Schwab

2019 - 2020 (1 year)

Cre Rentals

2019 - 2019 (< 1 year)

Charles Schwab

2017 - 2018 (1 year)

The Village Deli

2017 - 2017 (< 1 year)

Express

2016 - 2020 (4 years)

Indiana University At Bloomington

2011 - 2016 (5 years)

N/A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Seena Sartho to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Joseph Charron
Oklahoma City, OK
Ricardo Sanchez
Fort Lauderdale, FL
Howard Hsieh
Irvine, CA
Michael Nelson
Anaheim, CA
Stuart Wilson
Athens, AL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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