Sharon
Gupta
Pathstone
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About this Advisor
Sharon Gupta is a financial advisor based out of Chicago, Illinois with 4 years of industry experience. Gupta is an advisor for Pathstone. Over the course of their career, Gupta has held roles at Fortigent/Lpl, Dynasty Financial Partners, Mcevoy Marketing, Inspired Interiors and Pathstone. Gupta has a Series 65 license, designating them as an investment advisor representative, and can serve investors in Illinois. Pathstone is a registered investment company operating out of Englewood, NJ. It has offices in 15 locations and a total of 297 employees. It oversees $25 billion in assets between its 18,943 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides services to 49 charitable organizations. Of its 18,943 client accounts, 77% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The firm offers a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees for financial advisory services largely vary depending on the type of financial services offered. Fees billed by Pathstone likely include asset-based, hourly, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pathstone Brokerage Details
$24,835,859,938
297
18,943
$1,311,084
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Sharon Gupta Work History
Sharon has been registered as a financial advisor for 4 years.*
Pathstone
Inspired Interiors
Dynasty Financial Partners
Mcevoy Marketing
Fortigent/Lpl
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sharon Gupta to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pathstone
Seattle, WA
Bellevue, WA
Winter Park, FL
Englewood, NJ
Englewood, NJ
Englewood, NJ
Englewood, NJ
Winter Park, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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