Stephen
Sumeraj

Pnc Investments

CRD#2288475
Investment Advisor
in Lockport, IL

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About this Advisor

Stephen Sumeraj is a financial advisor who works out of Lockport, Illinois, who has been in the industry for 10 years. Sumeraj is an advisor for Pnc Investments. They have spent all of their career at Pnc Investments. Sumeraj maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Illinois. Pnc Investments is a company headquartered in Lockport, Illinois. The firm has offices in 804 locations and a total of 1,516 financial advisors. It handles $26 billion in assets among its 150,141 accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 211 charitable organizations. Of its 150,141 customer accounts, just 1% are held by high-net-worth clients who have greater than $1 million in investable assets. Pnc Investments has a few services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management usually vary depending on which service is offered. Fee types charged by Pnc Investments typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

1095 East 9Th Street
Lockport, IL 60441

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Pnc Investments Brokerage Details

Total Assets Under Management

$26,424,820,270

IL Average: $15,833,994,310
Total Number of Employees

1,516

IL Average: 41
Total Number of Accounts

150,141

IL Average: 3,342
Average Account Size

$176,000

IL Average: $4,737,880

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Stephen Sumeraj Work History

Stephen has 10 years of experience.

2012 - Present (10 years)

Pnc Investments

Disclosures

Stephen Sumeraj has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Pnc Investments

James Gaudion
Indianapolis, IN
Christopher Todd
Dallas, TX
Jennifer Stoll
Cleveland, OH
Edwin Torres
Hermitage, PA
Steven Schaefer
Allison Park, PA
Jason Daniels
West Palm Beach, FL
Evan Lancaster
Michigan City, IN
Bradley Garnett
Baytown, TX

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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