Terri
Ucci
Rockefeller Financial LLC
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About this Advisor
Terri Ucci is a financial advisor operating out of Chicago, Illinois with 1 year of industry experience. Ucci is an employee of Rockefeller Financial LLC. During their career, Ucci has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, Na and Rockefeller Financial LLC. Ucci maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Illinois and Texas. Rockefeller Financial LLC is a financial advisory firm headquartered in New York, NY. The firm has offices in 39 locations and a total of 531 people on staff. It oversees $35 billion in assets under management between its 46,727 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 215 charities and foundations. Of its 46,727 accounts, 29% are associated with high-net-worth investors who have at least $1 million in investable assets. The company has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules largely depend on the type of financial services offered. Fees billed by Rockefeller Financial LLC can consist of some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Terri Ucci Work History
Terri has been registered as a financial advisor for 1 years.*
Rockefeller Financial LLC
Bank Of America, Na
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Terri Ucci to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
San Francisco, CA
Cincinnati, OH
San Francisco, CA
Atlanta, GA
Trenton, NJ
Los Angeles, CA
Saratoga Springs, NY
Newport Beach, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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