Thomas
Shea

Hk Private Client, LLC

CRD#2299633
Investment Advisor
in Chicago, IL

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About this Advisor

Thomas Shea is a financial advisor who works out of Chicago, Illinois with 1 year of relevant experience. Shea is an advisor for Hk Private Client, LLC. Over the course of their career, Shea has held roles at Najarian Advisors, LLC, Najarian Family Office, LLC, Gery Sadzewicz Consulting LLC, Ravenswood Compliance, LLC, Red Oak Capital Investments, Hk Private Client, LLC, Iasg Alternatives, LLC, Finra, Podesta & Co, Ahc Advisors, Inc, Stellam Advisors LLC, Levin Funding Group, Trek Financial, Donnelly Penman & Partners, Sentinus Halo Securities, LLC, Cmd Global Partners, LLC, Brg Capital Advisors and Landaas & Company. Shea holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in Illinois. Hk Private Client, LLC is an advisory firm with a branch in Chicago, Illinois.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Office Location

Chicago, IL

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Thomas Shea Work History

Thomas has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Red Oak Capital Investments

2022 - Present (2 years)

Hk Private Client, LLC

2022 - Present (2 years)

Iasg Alternatives, LLC

2021 - Present (3 years)

Landaas & Company

2020 - Present (4 years)

Sentinus Halo Securities, LLC

2020 - Present (4 years)

Cmd Global Partners, LLC

2020 - Present (4 years)

Brg Capital Advisors

2019 - Present (5 years)

Donnelly Penman & Partners

2017 - Present (7 years)

Levin Funding Group

2017 - Present (7 years)

Trek Financial

2016 - Present (8 years)

Gery Sadzewicz Consulting LLC

2015 - Present (9 years)

Ravenswood Compliance, LLC

2015 - Present (9 years)

Podesta & Co

2017 - 2021 (4 years)

Najarian Advisors, LLC

2017 - 2018 (1 year)

Najarian Family Office, LLC

2017 - 2017 (< 1 year)

Ahc Advisors, Inc

2017 - 2017 (< 1 year)

Stellam Advisors LLC

2004 - 2015 (11 years)

Finra

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Shea to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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