Ulysses
Smith

Pfs Investments Inc

CRD#6319446
Investment Advisor
in Winthrop Harbor, IL

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About this Advisor

Ulysses Smith is a financial advisor operating out of Winthrop Harbor, Illinois, who has 11 years in the industry. Smith is an advisor for Pfs Investments Inc. Their career trajectory has included roles at Eddie Bauer, Glacier'S Edge Council (Boy Scouts Of America), Ipacesetters, University Of Wisconsin-Whitewater, Beloit College, University Of Wisconsin Whitewater - Police Services, Money Concepts Capital Corp, Pruco Securities LLC, The Prudential Insurance Company Of America, Primerica Financial Services, Pfs Investments Inc and Waukegan To College. Smith maintains Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Illinois. Pfs Investments Inc is a financial advisory firm headquartered in Winthrop Harbor, Illinois. It has offices in 1,834 locations and a total of 3,698 financial advisors. It administers $4 billion in total assets among its 34,469 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 16 charities and foundations. Of its 34,469 client accounts, just 1% belong to high-net-worth individuals who have more than $1 million in assets. The company offers portfolio management for individuals and small businesses. Fees for financial management usually vary depending on which services the firm provides the client. However, fees billed by Pfs Investments Inc typically consist of asset-based fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

1100 Sheridan Rd.
Winthrop Harbor, IL 60096

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Pfs Investments Inc Brokerage Details

Total Assets Under Management

$4,076,295,222

IL Average: $3,570,121,308
Total Number of Employees

3,698

IL Average: 58
Total Number of Accounts

34,469

IL Average: 1,608
Average Account Size

$118,260

IL Average: $2,220,225

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Ulysses Smith Work History

Ulysses has 11 years of experience.

2019 - Present (3 years)

Primerica Financial Services

2019 - Present (3 years)

Pfs Investments Inc

2019 - 2019 (< 1 year)

The Prudential Insurance Company Of America

2018 - 2019 (1 year)

Pruco Securities LLC

2016 - 2018 (2 years)

Waukegan To College

2015 - 2015 (< 1 year)

Eddie Bauer

2015 - 2017 (2 years)

Money Concepts Capital Corp

2013 - 2014 (1 year)

Ipacesetters

2013 - 2015 (2 years)

University Of Wisconsin-Whitewater

2013 - 2013 (< 1 year)

University Of Wisconsin Whitewater - Police Services

2010 - 2013 (3 years)

Glacier'S Edge Council (Boy Scouts Of America)

2009 - 2013 (4 years)

Beloit College

Disclosures

Ulysses Smith has no disclosures.

Please visit their SEC profile for more details.

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The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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