Victoria
Mercado

Mma Securities LLC

CRD#5314896
Investment Advisor
in Minneapolis, MN

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Victoria Mercado is a certified financial planner who works out of Minneapolis, Minnesota, with a total of 1 year of industry experience. Mercado is an advisor for Mma Securities LLC. Over the course of their career, Mercado has held roles at Assurance Financial Services, Assurance Agency, Kestra Investment Services, LLC, Mma Agency LLC, Mma Securities LLC and Genfi LLC. Mercado holds a Series 63 license, certifying them as a securities broker, and is approved to serve investors in Illinois. Mma Securities LLC is a company that has its headquarters in New York, NY. The firm has offices in 27 locations and a total of 169 people on staff. Mma Securities LLC provides a number of services, including pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees largely depend on which services the firm provides the client. Fees charged by Mma Securities LLC most likely are comprised of some blend of hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Hourly Charges, Fixed Fees, Commissions, Others

Office Location

6160 Golden Hills Drive
Minneapolis, MN 55416

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Mma Securities LLC Brokerage Details

Total Number of Employees

169

MN Average: 88

Investment Advisory Services

  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Victoria Mercado Work History

Victoria has been registered as a financial advisor for 1 years.*

2020 - Present (4 years)

Mma Agency LLC

2020 - Present (4 years)

Mma Securities LLC

2016 - 2020 (4 years)

Assurance Financial Services

2016 - 2016 (< 1 year)

Assurance Agency

2016 - 2020 (4 years)

Kestra Investment Services, LLC

2012 - 2015 (3 years)

Genfi LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Victoria Mercado to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mma Securities LLC

Gary Reding
Chesterfield, MO
Melissa Lacey
San Diego, CA
Michael Warlof
San Diego, CA
James Ogrady
Boston, MA
Levi Fetterhoff
San Diego, CA
Moira Hagy
Minneapolis, MN
Nathan Rasmussen
Boston, MA
Zachary Rosenoff
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started