William
Stratton

Nuveen Asset Management, LLC

CRD#6741267
Investment Advisor
in Chicago, IL

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About this Advisor

William Stratton is a financial advisor who works in Chicago, Illinois with a total of 1 year of relevant experience. Stratton is currently employed by Nuveen Asset Management, LLC. Over the course of their career, Stratton has held roles at Tiaa-Cref Individual & Institutional Services, LLC, Tiaa, U.S. Lawns, Polo Ralph Lauren, Clyde'S Restaurant, Stone Bridge High School, Nuveen Securities, LLC, Nuveen Asset Management LLC, Fci Federal, Raytheon Company and East Carolina University. Stratton has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to work in Illinois. Nuveen Asset Management, LLC is a registered investment business headquartered in Chicago, IL. The firm has offices in 14 locations and a total of 421 advisors. It manages $249 billion in total assets between its 70,634 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 114 charitable organizations. Of its 70,634 client accounts, 15% are associated with high-net-worth investors who have at least $1 million in investable assets. The company performs a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors depend on which service is offered. However, fees billed by Nuveen Asset Management, LLC may include any blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

333 West Wacker Drive
Chicago, IL 60606

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Nuveen Asset Management, LLC Brokerage Details

Total Assets Under Management

$248,648,334,766

IL Average: $6,674,516,078
Total Number of Employees

421

IL Average: 44
Total Number of Accounts

70,634

IL Average: 2,564
Average Account Size

$3,520,236

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

William Stratton Work History

William has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Nuveen Securities, LLC

2022 - Present (2 years)

Nuveen Asset Management LLC

2017 - 2022 (5 years)

Tiaa-Cref Individual & Institutional Services, LLC

2017 - 2022 (5 years)

Tiaa

2016 - 2016 (< 1 year)

Raytheon Company

2014 - 2014 (< 1 year)

U.S. Lawns

2014 - 2015 (1 year)

Fci Federal

2013 - 2017 (4 years)

East Carolina University

2012 - 2013 (1 year)

Polo Ralph Lauren

2011 - 2013 (2 years)

Clyde'S Restaurant

2009 - 2013 (4 years)

Stone Bridge High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of William Stratton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nuveen Asset Management, LLC

Brittany Siegel
Chicago, IL
Justin Pfaff
Chicago, IL
Jeffrey Smith
New York, NY
Jack Benjamin
Los Angeles, CA
James Penney
Chicago, IL
Benjamin Colter
Chicago, IL
Omar Holmes
Chicago, IL
James Woodfin
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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