Clifford
York

Cwm, LLC

CRD#2369948
Investment Advisor
in Vincennes, IN

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About this Advisor

Clifford York is a financial advisor based in Vincennes, Indiana, working with Cwm, LLC. Clifford has previously held positions at Regions Bank, Cetera Investment Services, Cetera Investment Advisers LLC, Lpl Financial, Carson Wealth, Cetera Advisor Networks LLC, and Cwm, LLC. Clifford has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Indiana and Texas. Currently, Clifford is part of Cwm, LLC, which operates out of Vincennes, Indiana. The firm has 165 offices and 1,111 employees. The firm manages assets totaling $26.8 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and other services. The fee structure at Cwm, LLC includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

626 Veteran Drive
Vincennes, IN 47591

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Cwm, LLC Brokerage Details

Total Assets Under Management

$26,774,389,503

IN Average: $1,978,216,465
Total Number of Employees

1,111

IN Average: 226
Total Number of Accounts

110,327

IN Average: 7,467
Average Account Size

$242,682

IN Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Clifford York Work History

2014 - Present (11 years)

Carson Wealth

2014 - Present (11 years)

Cwm, LLC

2017 - 2019 (2 years)

Cetera Advisor Networks LLC

2014 - 2014 (< 1 year)

Cetera Investment Advisers LLC

2014 - 2017 (3 years)

Lpl Financial

2013 - 2014 (1 year)

Regions Bank

2013 - 2014 (1 year)

Cetera Investment Services

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Disclosures

Please visit the SEC profile of Clifford York to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cwm, LLC

Michael Valenti
Omaha, NE
Carla Stirling
Half Moon Bay, CA
Noah Kingston
Omaha, NE
James Kampetis
Omaha, NE
Dean Bertsch
Sioux Falls, SD
James Clements
Omaha, NE
Nicole George
Hastings, NE
Nicole Szakos
Pittsburgh, PA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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