Clifford
York

Cwm, LLC

CRD#2369948
Investment Advisor
in Vincennes, IN

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Clifford York is a financial advisor based out of Vincennes, Indiana who has 8 years of industry experience. York currently works for Cwm, LLC. Throughout their career, York has worked at Regions Bank, Cetera Investment Services, Cetera Investment Advisers LLC, Lpl Financial, Cwm, LLC and Cetera Advisor Networks LLC. York has Series 63 and Series 66 licenses, designating them as a securities agent, and is registered to serve investors in Indiana and Texas. Cwm, LLC is a business operating out of Omaha, NE. The company has offices in 165 locations and a total of 1,111 financial advisors. It oversees $20 billion in total assets between its 96,956 accounts, making it one of the biggest financial advisory firms in the country by assets under management. Of its 96,956 client accounts, 15% are held by high-net-worth investors who have greater than $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Financial management fee schedules usually vary depending on which services the firm provides the client. However, fees billed by Cwm, LLC most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

626 Veteran Drive
Vincennes, IN 47591

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Cwm, LLC Brokerage Details

Total Assets Under Management

$19,943,561,186

IN Average: $1,978,216,465
Total Number of Employees

1,111

IN Average: 226
Total Number of Accounts

96,956

IN Average: 7,467
Average Account Size

$205,697

IN Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Clifford York Work History

Clifford has been registered as a financial advisor for 8 years.*

2017 - Present (7 years)

Cetera Advisor Networks LLC

2016 - Present (8 years)

Cwm, LLC

2014 - 2014 (< 1 year)

Cetera Investment Advisers LLC

2014 - 2017 (3 years)

Lpl Financial

2013 - 2014 (1 year)

Regions Bank

2013 - 2014 (1 year)

Cetera Investment Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Clifford York to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cwm, LLC

Odaro Aisueni
Omaha, NE
Benjamin Rosholt
Omaha, NE
Kandace Gordy
Cedar Rapids, IA
Timothy Hall
Omaha, NE
Kristen Rainone
Omaha, NE
Clifford York
Vincennes, IN
Camille Koppenberg
Omaha, NE
Paul Boudwin
Houston, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started