Courtney
Rooze

Osaic Institutions, Inc

CRD#6892194
Investment Advisor
in Fowler, IN

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About this Advisor

Courtney Rooze is a financial advisor based in Fowler, Indiana, working with Osaic Institutions, Inc. Courtney has previously held positions at Crop Production Services, Fowler State Bank, Broker Dealer Financial Services, Infinex Investments, Inc, and Purdue University. Courtney has passed the Series 66 regulatory exam and is registered to provide services in Indiana. Currently, Courtney is part of Osaic Institutions, Inc, which operates out of Fowler, Indiana. The firm has 557 offices and 722 employees. The firm manages assets totaling $3.6 billion and serves a variety of clients, including charitable organizations. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Osaic Institutions, Inc includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

300 East 5Th Street
Fowler, IN 47944

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Osaic Institutions, Inc Brokerage Details

Total Assets Under Management

$3,626,644,800

IN Average: $5,297,377,271
Total Number of Employees

722

IN Average: 35
Total Number of Accounts

8,478

IN Average: 690
Average Account Size

$427,771

IN Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Courtney Rooze Work History

2018 - Present (7 years)

Infinex Investments, Inc

2016 - Present (9 years)

Fowler State Bank

2018 - 2018 (< 1 year)

Broker Dealer Financial Services

2015 - 2015 (< 1 year)

Crop Production Services

2014 - 2014 (< 1 year)

Crop Production Services

2013 - 2015 (2 years)

Purdue University

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Disclosures

Please visit the SEC profile of Courtney Rooze to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Osaic Institutions, Inc

Charles Claver
Beverly Hills, CA
Robert Gallert
High Point, NC
John Chipelo
Meriden, CT
Justin Perri
Cornelius, NC
Simion Procopenco
Centerville, MA
Brian Marois
South Windsor, CT
Peter Aiello
Canton, MA
Enoch Arnett
Christiansburg, VA

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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