Daniel
Maloney
Avantax Planning Partners, Inc
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About this Advisor
Daniel Maloney is a financial advisor operating out of Indianapolis, Indiana with 2 years of relevant experience. Maloney is on the advisory team at Avantax Planning Partners, Inc. Over the course of their career, they have held roles at Edward Jones, Avantax Planning Partners, Inc, Thurston Springer and Avantax Investment Services, Inc. Maloney holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Indiana. Avantax Planning Partners, Inc is a registered investment business headquartered in Dubuque, IA. The firm has offices in 89 locations and a total of 239 employees. It controls $6 billion in total assets across its 11,570 client accounts, placing it among the biggest firms in the country by assets under management. The firm advises 123 charities and foundations. Of its 11,570 client accounts, just 11% are held by high-net-worth clients who have more than $1 million in assets. Avantax Planning Partners, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management typically depend on which services the firm provides the client. Fee types billed by Avantax Planning Partners, Inc most likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Avantax Planning Partners, Inc Brokerage Details
$5,456,488,469
239
11,570
$471,607
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Daniel Maloney Work History
Daniel has been registered as a financial advisor for 2 years.*
Avantax Planning Partners, Inc
Avantax Investment Services, Inc
Thurston Springer
Edward Jones
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Maloney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Avantax Planning Partners, Inc
Bismarck, ND
Dubuque, IA
Dubuque, IA
Mount Vernon, IN
Madison, WI
Dubuque, IA
Indianapolis, IN
Dubuque, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
