Dave
Guzman
Oneamerica Securities, Inc
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About this Advisor
Dave Guzman is a financial advisor operating in Indianapolis, Indiana who has 1 year of industry experience. Guzman is on the advisory team at Oneamerica Securities, Inc. Throughout their career, Guzman has worked at Ace Parking, C.S. Caulkins Co., Inc, Green, Steel & Albrecht, Llp, Lake Forest Bankruptcy, American United Life, Oneamerica Securities, Irvine Valley College, Orange Coast College and University Of California. Guzman holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Arizona and California. Oneamerica Securities, Inc is a financial advisory business headquartered in Indianapolis, IN. The company has offices in 107 locations and a total of 357 employees. It oversees $158 million in assets among its 1,970 accounts, placing it among the mid-sized financial advisory firms in the United States by assets under management. Of its 1,970 customer accounts, just 2% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Oneamerica Securities, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees usually are based on the services provided. Fees billed by Oneamerica Securities, Inc may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Oneamerica Securities, Inc Brokerage Details
$158,033,391
357
1,970
$80,220
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Dave Guzman Work History
Dave has been registered as a financial advisor for 1 years.*
Oneamerica Securities
American United Life
Lake Forest Bankruptcy
University Of California
Green, Steel & Albrecht, Llp
Orange Coast College
C.S. Caulkins Co., Inc
Ace Parking
Irvine Valley College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Dave Guzman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Oneamerica Securities, Inc
Parsippany, NJ
Indianapolis, IN
San Diego, CA
Indianapolis, IN
Indianapolis, IN
Indianapolis, IN
Carmel, IN
Indianapolis, IN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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