David
Brown
Cetera Investment Advisers LLC
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About this Advisor
David Brown is a financial advisor who works in Mooresville, Indiana who has 3 years of industry experience. Brown is an employee of Cetera Investment Advisers LLC. Throughout their career, Brown has worked at American United Life, Oneamerica Securities, Mutual Of Omaha Investor Services, Mutual Of Omaha Insurance Company, Pruco Securites LLC, The Prudential Insurance Company Of America, Senior Life, Regions Bank, Cetera Investment Advisers LLC and Cetera Investment Services LLC. Brown has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in Indiana and Texas. Cetera Investment Advisers LLC is an advisory company based out of Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 financial advisors. It manages $33 billion in assets under management across its 176,986 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 431 charities and foundations. Of its 176,986 customer accounts, 23% are held by high-net-worth individuals who have greater than $1 million in investable assets. Cetera Investment Advisers LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees vary depending on which services the firm provides the client. However, fee types billed by Cetera Investment Advisers LLC can include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
David Brown Work History
David has been registered as a financial advisor for 3 years.*
Regions Bank
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Pruco Securites LLC
The Prudential Insurance Company Of America
Senior Life
Mutual Of Omaha Investor Services
Mutual Of Omaha Insurance Company
American United Life
Oneamerica Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Brown to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Athens, AL
Effingham, IL
Philadelphia, PA
Irvine, CA
Medford, OR
Knoxville, TN
Pittsburgh, PA
Freehold, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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