David
Estes

Robert W. Baird & Co. Inc

CRD#202514
Investment Advisor
in Bloomington, IN

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About this Advisor

David Estes is a financial advisor based out of Bloomington, Indiana with a total of 4 years of relevant experience. Estes works at Robert W. Baird & Co. Inc. Throughout their career, they have worked at J.J.B. Hilliard, W.L. Lyons, Inc and Robert W. Baird & Co. Inc. Estes holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in Indiana. Robert W. Baird & Co. Inc is an advisory company that has its headquarters in Milwaukee, WI. The company has offices in 161 locations and a total of 4,071 people on staff. It handles $248 billion in assets under management among its 316,065 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides services to 1,212 charities and foundations. Of its 316,065 customer accounts, 25% belong to high-net-worth investors who have at least $1 million in investable assets. The business provides a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial advisory fee schedules usually vary depending on which services the firm provides the client. However, fee types charged by Robert W. Baird & Co. Inc most likely include some blend of asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

202 South College Avenue
Bloomington, IN 47402

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Robert W. Baird & Co. Inc Brokerage Details

Total Assets Under Management

$247,790,348,025

IN Average: $2,826,565,184
Total Number of Employees

4,071

IN Average: 43
Total Number of Accounts

316,065

IN Average: 1,898
Average Account Size

$783,985

IN Average: $1,489,234

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

David Estes Work History

David has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Robert W. Baird & Co. Inc

1973 - Present (51 years)

J.J.B. Hilliard, W.L. Lyons, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Estes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Robert W. Baird & Co. Inc

Tracy Gardner
Grand Junction, CO
Michael Gegen
Denver, CO
Christine Congdon
Roseville, CA
Cortlandt Howell
Denver, CO
Katharine Christian
Houston, TX
Scott Bartosh
Houston, TX
Matthew Leatherwood
Houston, TX
Angela Taylor
Louisville, KY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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