Heather
Brockie
Robert W. Baird & Co. Inc
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About this Advisor
Heather Brockie is a financial advisor based in Mishawaka, Indiana, working with Robert W. Baird & Co. Inc. Heather has previously held positions at Notre Dame Federal Credit Union, Cetera Advisor Networks LLC, LPL Financial LLC, Pruco Securities LLC, The Prudential Insurance Company of America, and Robert W. Baird & Co. Inc. Heather has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in Indiana. Currently, Heather is part of Robert W. Baird & Co. Inc, which operates out of Mishawaka, Indiana. The firm has 179 offices and 4,069 employees. The firm manages assets totaling $287.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars, and other services. The fee structure at Robert W. Baird & Co. Inc includes asset-based, hourly, fixed, commission-based, performance-based, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Robert W. Baird & Co. Inc Brokerage Details
$287,514,955,453
4,069
331,500
$867,315
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
Heather Brockie Work History
Robert W. Baird & Co Inc
Pruco Securities LLC
The Prudential Insurance Company Of America
Lpl Financial LLC
Cetera Advisor Neworks LLC
Notre Dame Federal Credit Union
Disclosures
Please visit the SEC profile of Heather Brockie to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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