James
East

First Trust Advisors Lp

CRD#6091456
Investment Advisor
in Noblesville, IN

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About this Advisor

James East is a financial advisor based in Noblesville, Indiana, working with First Trust Advisors Lp. James has previously held a position at First Trust Portfolios L.P. James has passed the Series 66 regulatory exam and is registered to provide services in Illinois. Currently, James is part of First Trust Advisors Lp, which operates out of Noblesville, Indiana. The firm has 2 offices and 426 employees. The firm manages assets totaling $210.9 billion. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and publication of newsletters. The fee structure at First Trust Advisors Lp includes asset-based and other fees.

Certifications and Registrations

Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Others

Office Location

Noblesville, IN

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First Trust Advisors Lp Brokerage Details

Total Assets Under Management

$210,879,000,000

IN Average: $6,674,516,078
Total Number of Employees

426

IN Average: 44
Total Number of Accounts

2,926

IN Average: 2,564
Average Account Size

$72,070,745

IN Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

James East Work History

2012 - Present (12 years)

First Trust Portfolios L.P

Disclosures

Please visit the SEC profile of James East to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Trust Advisors Lp

Thomas Hacker
Wheaton, IL
Xhordi Xhokola
Wheaton, IL
Jordan Roberts
Wheaton, IL
Thomas Giobbi
Wheaton, IL
Theodore Selvaggio
Wheaton, IL
Tyler Pearse
Wheaton, IL
Alexander Tarnow
Austin, TX
Trey Widner
Wheaton, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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