Lpl Financial LLC
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About this Advisor
James Wagner is a financial advisor operating out of New Albany, Indiana with a total of 2 years of relevant experience. Wagner is on the advisory team at Lpl Financial LLC. Wagner has gained experience at Waddell & Reed, Inc, Various Insurance Carriers For W & R Insurance Agencies and Lpl Financial LLC. Wagner maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Indiana and Texas. Lpl Financial LLC is a financial advisory company based out of Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 financial advisors. It handles $368 billion in total assets between its 1,688,501 client accounts, making it one of the largest firms in the United States by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The business has a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules typically depend on which service is provided. Fee types billed by Lpl Financial LLC most likely are comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
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Lpl Financial LLC Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Wagner Work History
James has been registered as a financial advisor for 2 years.*
Lpl Financial LLC
Waddell & Reed, Inc
Various Insurance Carriers For W & R Insurance Agencies
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of James Wagner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Fort Mill, SC
Salt Lake City, UT
San Diego, CA
Menomonee Falls, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact email@example.com.
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