Joseph
Clagg
Avantax Planning Partners, Inc
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About this Advisor
Joseph Clagg is a financial advisor working out of Indianapolis, Indiana, who has 6 years of industry experience. Clagg is currently employed by Avantax Planning Partners, Inc. Their career trajectory has included roles at Charles Schwab & Co., Inc, Charles Schwab Bank, Legacy Practice Management, Wealth & Pension Services Group, Inc, Mutual Of America Life Insurance Company, Mutual Of America Securities LLC, Honkamp Krueger Financial Services Inc, Proequities Inc, Avantax Investment Services, Inc, Avantax Insurance Agency And/Or Avantax Insurance Services and Avantax Planning Partners. Clagg maintains Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Indiana. Avantax Planning Partners, Inc is a registered investment firm headquartered in Dubuque, IA. The investment advisory business has offices in 89 locations and a total of 239 people on staff. It has $6 billion in assets under management among its 11,570 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 123 charities and foundations. Of its 11,570 accounts, just 11% are associated with high-net-worth individuals who have more than $1 million in assets. The advisory firm performs a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules typically are based on which services the firm provides the client. Fees charged by Avantax Planning Partners, Inc likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Avantax Planning Partners, Inc Brokerage Details
$5,456,488,469
239
11,570
$471,607
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Joseph Clagg Work History
Joseph has been registered as a financial advisor for 6 years.*
Avantax Investment Services, Inc
Honkamp Krueger Financial Services Inc
Avantax Insurance Agency And/Or Avantax Insurance Services
Avantax Planning Partners
Proequities Inc
Wealth & Pension Services Group, Inc
Mutual Of America Life Insurance Company
Mutual Of America Securities LLC
Charles Schwab Bank
Legacy Practice Management
Charles Schwab & Co.,Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Clagg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Avantax Planning Partners, Inc
Bismarck, ND
Indianapolis, IN
Madison, WI
Mount Vernon, IN
Dubuque, IA
Dubuque, IA
Dubuque, IA
Dubuque, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
