Joseph
Smith

Lpl Financial LLC

CRD#3025608
Investment Advisor
in New Albany, IN

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About this Advisor

Joseph Smith is a certified financial planner working out of New Albany, Indiana with 11 years of industry experience. Smith is an advisor for Lpl Financial LLC. The advisor has gained experience at Lpl Financial LLC and Horizon Wealth Management, LLC. Smith holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Indiana, Kentucky and Texas. Lpl Financial LLC is an advisory firm headquartered in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 people on staff. It administers $368 billion in assets between its 1,688,501 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides services to 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are held by high-net-worth individuals who have more than $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules usually are based on the type of financial services offered. Fee types charged by Lpl Financial LLC likely consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

222 E.Market St
New Albany, IN 47150

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

IN Average: $646,059,043
Total Number of Employees

31,366

IN Average: 13
Total Number of Accounts

1,688,501

IN Average: 661
Average Account Size

$217,956

IN Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Joseph Smith Work History

Joseph has been registered as a financial advisor for 11 years.*

2016 - Present (8 years)

Horizon Wealth Management, LLC

2012 - Present (12 years)

Lpl Financial LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Michelle Cannan
Rochester, NY
Rebecca Chiccino
Charlestown, MA
James Mullen
The Villages, FL
Gregory Mason
Biloxi, MS
Hyun Song
Vienna, VA
Keith Clark
Corpus Christi, TX
Joseph Praino
Purchase, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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