Michael
Findley
Spc
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About this Advisor
Michael Findley is a financial advisor based in Fort Wayne, Indiana, working with Spc. Michael has previously held positions at Findley Financial Corp, Sigma Financial Corporation, and Sigma Planning Corporation. Michael has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Indiana and Virginia. Currently, Michael is part of Spc, which operates out of Fort Wayne, Indiana. The firm has 361 offices and 470 employees. The firm manages assets totaling $5.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Spc includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Spc Brokerage Details
$5,562,939,194
470
30,541
$182,147
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Michael Findley Work History
Sigma Planning Corporation
Sigma Financial Corporation
Findley Financial Corp
Disclosures
Please visit the SEC profile of Michael Findley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spc
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
