Michael
Findley

Spc

CRD#207661
Investment Advisor
in Fort Wayne, IN

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About this Advisor

Michael Findley is a financial advisor based in Fort Wayne, Indiana, working with Spc. Michael has previously held positions at Findley Financial Corp, Sigma Financial Corporation, and Sigma Planning Corporation. Michael has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Indiana and Virginia. Currently, Michael is part of Spc, which operates out of Fort Wayne, Indiana. The firm has 361 offices and 470 employees. The firm manages assets totaling $5.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Spc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

7030 Pointe Inverness Way Suite 200
Fort Wayne, IN 46804

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Spc Brokerage Details

Total Assets Under Management

$5,562,939,194

IN Average: $943,424,332
Total Number of Employees

470

IN Average: 21
Total Number of Accounts

30,541

IN Average: 1,586
Average Account Size

$182,147

IN Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Michael Findley Work History

2002 - Present (23 years)

Sigma Planning Corporation

2001 - Present (24 years)

Sigma Financial Corporation

1984 - Present (41 years)

Findley Financial Corp

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Michael Findley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Thomas Gervase
Ann Arbor, MI
Kelly Brown
Ann Arbor, MI
Joseph Mole
Lansing, MI
Mark Pauwels
Ann Arbor, MI
Benjamin Taylor
Toledo, OH
John O'Callaghan
Mount Prospect, IL
Adam Kozak
Eastchester, NY
Neal Sweeney
Richmond, VA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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