Nicholas
Klein

Oxford Financial Group, LTD

CRD#5369448
Investment Advisor
in Carmel, IN

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About this Advisor

Nicholas Klein is a financial advisor based out of Carmel, Indiana, with a total of 7 years of industry experience. Klein currently works for Oxford Financial Group, LTD. Klein has gained experience at Bessemer Investor Services, Inc and Oxford Fiinancial Group, LTD. Klein maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in Indiana. Oxford Financial Group, LTD is a financial advisory business based in Carmel, IN. The firm has offices in six locations and a total of 159 people on staff. It manages $16 billion in assets among its 5,947 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm advises 22 charities and foundations. Of its 5,947 client accounts, 76% belong to high-net-worth clients who have greater than $1 million in investable assets. The firm provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules vary depending on which service is offered. However, fee types charged by Oxford Financial Group, LTD likely include some blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

11711 N. Meridian Street Suite 600
Carmel, IN 46032

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Oxford Financial Group, LTD Brokerage Details

Total Assets Under Management

$15,587,908,593

IN Average: $1,347,246,178
Total Number of Employees

159

IN Average: 46
Total Number of Accounts

5,947

IN Average: 1,775
Average Account Size

$2,621,138

IN Average: $759,012

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Nicholas Klein Work History

Nicholas has been registered as a financial advisor for 7 years.*

2014 - Present (10 years)

Oxford Fiinancial Group, LTD

2013 - 2014 (1 year)

Bessemer Investor Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Klein to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oxford Financial Group, LTD

Terilyn Schwartz
Carmel, IN
Catherine Farley
Carmel, IN
Arthur Schlobohm
Minneapolis, MN
Hannah Cash
Carmel, IN
Timothy Wittenbrook
Cincinnati, OH
Nicholas Klein
Carmel, IN
Dustin Brown
Carmel, IN
Daniel Ford
Carmel, IN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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