Nicolas
Chaput
Lpl Financial LLC
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About this Advisor
Nicolas Chaput is a financial advisor based out of Granger, Indiana with a total of 4 years of industry experience. Chaput is currently employed by Lpl Financial LLC. Their career trajectory has included roles at Korhorn Financial Group, Inc, Kfg Wealth Management, LLC, Silver Oak Securities Inc, Lpl Financial LLC and Compass Financial Advisors. Chaput holds Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Indiana. Lpl Financial LLC is a firm operating out of Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 advisors. It administers $368 billion in assets under management across its 1,688,501 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% belong to high-net-worth individuals who have more than $1 million in investable assets. The firm provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on which services are offered. Fees billed by Lpl Financial LLC most likely consist of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Nicolas Chaput Work History
Nicolas has been registered as a financial advisor for 4 years.*
Lpl Financial LLC
Silver Oak Securities Inc
Korhorn Financial Group, Inc
Kfg Wealth Management, LLC
Silver Oak Securities Inc
Compass Financial Advisors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicolas Chaput to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Kingston, NY
Ann Arbor, MI
Naples, FL
Crystal Lake, IL
Fort Madison, IA
Parker, CO
Aptos, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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