Nicolas
Williams

Mml Investors Services, LLC

CRD#5795520
Investment Advisor
in Francesville, IN

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About this Advisor

Nicolas Williams is an advisor in Francesville, Indiana. Currently an investment advisor with Mml Investors Services, LLC, Williams has 10 years of practice as a registered investment advisor. Williams maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Williams is able to operate in Indiana. Over the course of their career, Williams has held roles at Massmutual Life Insurance Company and Mml Investor Services Inc. Mml Investors Services, LLC is located in Francesville, Indiana, and has 1,335 offices across the country. Overall, Mml Investors Services, LLC oversees $40 billion in assets throughout 206,878 accounts and employs more than 7,471 people. The firm's total assets under management places it among the largest firms in the country. The firm manages 64,820 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the advisory firm's 206,878 clients are deemed high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Mml Investors Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

101 West Montgomery Street
Francesville, IN 47946

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

IN Average: $16,012,751,954
Total Number of Employees

7,471

IN Average: 118
Total Number of Accounts

206,878

IN Average: 4,567
Average Account Size

$191,239

IN Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nicolas Williams Work History

Nicolas has 10 years of experience.

2010 - Present (11 years)

Massmutual Life Insurance Company

2010 - Present (11 years)

Mml Investor Services Inc

Disclosures

Nicolas Williams has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

William Creeden
Charleston, SC
Leann Price
Seattle, WA
Drew Catanese
Tampa, FL
Hunter Trotter
Newtown Square, PA
Stephen Niple
Cleveland, OH
William Heaney
New Bedford, MA
April Romero
Virginia Beach, VA
Phillip Bacon
Columbia, MO

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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