Richard
Dunnett
Prosperity Capital Advisors
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About this Advisor
Richard Dunnett is a financial advisor who works out of Schererville, Indiana who has 4 years of relevant experience. Dunnett is currently employed by Prosperity Capital Advisors. Over the course of their career, Dunnett has held roles at Rainmaker Securities, LLC, Morgan Stanley, Morgan Stanley Private Bank, N.A, Mercap Securities, LLC, Hammer Financial Group, Prosperity Capital Advisors, Transamerica and Innovation Partners LLC. Dunnett holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Illinois and Indiana. Prosperity Capital Advisors is a registered investment firm operating out of Westlake, OH. It has offices in 26 locations and a total of 143 people on staff. It controls $2 billion in assets under management among its 7,565 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm advises three charitable organizations. Of its 7,565 customer accounts, just 5% are associated with high-net-worth clients who have at least $1 million in assets. Prosperity Capital Advisors performs a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. A financial advisor's fees largely depend on the type of services provided. However, fee types billed by Prosperity Capital Advisors can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Prosperity Capital Advisors Brokerage Details
$1,712,428,969
143
7,565
$226,362
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Richard Dunnett Work History
Richard has been registered as a financial advisor for 4 years.*
Innovation Partners LLC
Hammer Financial Group
Prosperity Capital Advisors
Mercap Securities, LLC
Transamerica
Morgan Stanley Private Bank, N.A
Rainmaker Securities, LLC
Morgan Stanley
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Dunnett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Prosperity Capital Advisors
Ft Mitchell, KY
Westlake, OH
Schererville, IN
Westlake, OH
Arden, NC
Westlake, OH
Bonita Springs, FL
Newberry, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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