Richard
Williams

Madison Avenue Securities, LLC

CRD#4951778
Investment Advisor
in Indianapolis, IN

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Richard Williams is a financial advisor working in Indianapolis, Indiana who has 14 years of industry experience. Williams works at Madison Avenue Securities, LLC. During their career, the advisor has held roles at Rdw Financial Group and Madison Avenue Securities, Inc. Williams holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Indiana and Texas. Madison Avenue Securities, LLC is a firm that has its headquarters in San Diego, CA. It has offices in 58 locations and a total of 99 financial advisors. It administers $2 billion in total assets among its 13,595 client accounts, making it one of the largest firms in the nation by assets under management. Madison Avenue Securities, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules largely vary depending on the type of services offered. Fee types charged by Madison Avenue Securities, LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

777 Beachway Drive Suite 108
Indianapolis, IN 46224

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Madison Avenue Securities, LLC Brokerage Details

Total Assets Under Management

$1,620,719,674

IN Average: $7,578,581,321
Total Number of Employees

99

IN Average: 43
Total Number of Accounts

13,595

IN Average: 3,727
Average Account Size

$119,214

IN Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Richard Williams Work History

Richard has been registered as a financial advisor for 14 years.*

2009 - Present (15 years)

Madison Avenue Securities, Inc

2006 - Present (18 years)

Madison Avenue Securities, Inc

2000 - Present (24 years)

Rdw Financial Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Williams to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Madison Avenue Securities, LLC

Adam Tau
Jersey City, NJ
Patrick Romero
San Diego, CA
Christine Diruscio
San Diego, CA
Shelly Maas
San Diego, CA
Daniel Zakes
Greenville, SC
John Fazzini
San Diego, CA
Jeremy Lanteigne
Indianapolis, IN
Brian Carden
San Diego, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started