Ronald
Brock
Sheaff Brock Investment Advisors, LLC
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About this Advisor
Ronald Brock is a financial advisor based in Indianapolis, Indiana with a total of 22 years of relevant experience. Brock is an advisor for Sheaff Brock Investment Advisors, LLC. During their career, the advisor has held roles at Sheaff Brock Investment Advisors, Salzinger Sheaff Brock, LLC, Innovative Portfolios LLC, Trust Advisors, LLC and Sbauer Funds, LLC. Brock has Series 63 and Series 66 licenses, designating them as a securities representative, and is approved to work in Indiana and Kentucky. Sheaff Brock Investment Advisors, LLC is a registered investment firm operating out of Indianapolis, IN. It handles $1 billion in total assets across its 2,021 client accounts, making it one of the bigger investment advisory firms in the country by assets under management. The firm advises nine charities and foundations. Of its 2,021 accounts, 36% are held by high-net-worth investors who have at least $1 million in assets available to invest. Sheaff Brock Investment Advisors, LLC offers a few services, including financial planning services and portfolio management for individuals and small businesses. Fees for financial management largely depend on which services the firm provides the client. Fee types charged by Sheaff Brock Investment Advisors, LLC most likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sheaff Brock Investment Advisors, LLC Brokerage Details
$1,049,676,930
25
2,021
$519,385
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Ronald Brock Work History
Ronald has been registered as a financial advisor for 22 years.*
Trust Advisors, LLC
Innovative Portfolios LLC
Salzinger Sheaff Brock, LLC
Sbauer Funds, LLC
Sheaff Brock Investment Advisors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ronald Brock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sheaff Brock Investment Advisors, LLC
Indianapolis, IN
Indianapolis, IN
Indianapolis, IN
Indianapolis, IN
Indianapolis, IN
Indianapolis, IN
Indianapolis, IN
Indianapolis, IN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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